Registered Insurance Brokers of Ontario

Decision Information

Decision Content

Shawn McCallum

Registration Number: R29501

Ilderton, Ontario

 

HEARING DATE:  September 26, 2019

 

MISCONDUCT:     Ontario Regulation 991, ss. 14.1 and 14.3                                       

                                                                                  

PARTICULARS OF THE COMPLAINT:

 

At all material times Shawn McCallum was a registered insurance broker conducting business in the London, Ontario area.

 

As a result of information received from the Principal Broker of a brokerage, it appeared that Shawn McCallum committed misconduct by signing or initialing insurance documents on his client’s behalf without obtaining written approval or instructions from the respective client.

 

DISCIPLINE COMMITTEE’S DISPOSITION:

 

The Discipline Committee approved Consent Agreement between Shawn McCallum and RIBO, and ordered:

 

(a)          That Shawn McCallum be formally reprimanded for his actions.

 

 You are being directed to the most recent version of the statute which may not be the version considered at the time of the judgment.