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Superintendent of Financial Services |
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surintendant des services financiers |
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REGARDING the Insurance Act, R.S.O. 1990, c. I.8, as amended (the “Act”), in particular sections 392.5 and 407.1
AND REGARDING Gerald Joseph Philippe Auger (“Mr. Auger”)
ORDER TO SUSPEND LICENCE
On February 9, 2018, the Superintendent of Financial Services (“Superintendent”) issued a Notice of Proposal to suspend Mr. Auger’s insurance agent licence for three months for:
a) failing to complete continuing education credits prior to the expiration of his licence for five consecutive licensing periods contrary to section 14 of O. Reg. 347/04; and
b) providing false information on two licensing applications, contrary to subsection 8(b) of O. Reg. 347/04.
On February 27, 2018, Mr. Auger requested a hearing by the Financial Services Tribunal (“Tribunal”). The Tribunal held a written hearing and on December 7, 2018, the Tribunal released its decision that the Superintendent carry out the Notice of Proposal to suspend Mr. Auger’s licence for three months.
Pursuant to subsection 407.1(4), the Superintendent will carry out the proposal as ordered by the Tribunal.
ORDER
The insurance agent licence of Gerald Joseph Philippe Auger (licence #03079482) is hereby suspended for three months from the date of this order.
Dated at Toronto, Ontario, December , 2018.
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Heather Driver
Director, Licensing Branch
By delegated authority from the
Superintendent of Financial Services